The motor theory is both a theory of the
origin of language and also a theory of current language functioning. This
paper explores in greater depth the possible relation between the motor theory
and syntax, and how far the structures of syntax can be treated as in some
sense iconic. It reflects thought in progress rather than a finished and
complete account of syntax in motor terms.
First, a comment on iconicity. Iconicity is interpreted essentially as
mapping or isomorphism from one structure to another. I interpret iconicity
as meaning that there is picturing in language (and particularly in syntax)
of something that is extra-linguistic; picturing is taken to mean not only a
visual picturing but a systematic similarity between the structure of language
(and particularly of syntax) and extra-linguistic structure (which may be
motor or perceptual organisation). This approach to iconicity of syntax is
accordingly substantially different from those quite recently developed by
Haiman(1985) and Givon(1979) and has links with Osgood's ideas on 'Where
sentences come from'(1971).
The second important introductory comment is that whilst an account has
been given of the motor theory, there still remains a very large question mark
over the definition or boundaries of syntax. There is no consensus on what is
to be treated as syntactic as contrasted with what is to be thought of as
lexical or semantic. There have been many competing definitions of syntax
since the ancient Greeks first used the term (Householder). There have been
even more competing 'grammars' which implicitly assert their own definition
of syntax. Recently I saw a book with some such title as "30 Million Theories
of Grammars", which someone calculated was the number of possible permutations
and combinations. I take the simplest, most obvious, definition of 'syntax'
(returning to the Greek origin of syntax) , that it is the system by which
words are put together in any language to convey meaning.(Dik. 2) I do not
then accept the currently more fashionable view that syntax is to be defined
as the formulation of rules to generate 'acceptable' (ie. grammatically
well-formed) sentences in any language - this undervalues the importance of
meaning in language and overvalues grammatical form, detaching the study of
syntax from the use of language in the real world and from any consideration
of its psychological or biological base. One further clarification: the
approach does not rely on the now rather out-moded Chomskyan distinction
between formal deep and surface structure; syntax is treated as monostratal
(to use Gazdar's term - Gazdar et al.) which at the same time of course does
not exclude consideration of the neural structures underlying the utterance.
There are three major distinguishable components of syntax on the
interpretation of 'syntax' adopted in this paper:
1. The principal categories of words (Nouns and Verbs, with the dependent
categories of Adjectives and Adverbs). These together form the open class of
content words.
2. Ordering of words, including sub-ordering, that is, the clustering of
words within a larger order.
3. Function words (including subwords eg. morphemes such as terminations
of abstract nouns, verb inflections etc).
On the view I am adopting, the syntax of a language results from the
co-operation and interaction of these three components.
Some brief justification for identifying these three components. Little
justification is needed for treating the open classes of Noun, Verb, Adjective
and Adverb as a major component. It would be difficult to find any modern
syntactic theory which denies or dispenses with these categories (Gazdar et
al., Chomsky, Wasow) - though of course there have been assertions that some
languages lack one or more of the categories.
There is equally little difficulty about the second main component,
ordering and sub-ordering. Transformational and phrase structure grammars (new
and old variants) are concerned very largely with ordering. It is inescapable
that spoken language is a serial activity, where position of words in the
string makes a difference to what is communicated.
The third major component (the function words and subwords) is of special
importance for syntax. The justification for treating this class as a distinct
major component takes several forms:
a. The class is closed. One can enumerate the function words and subwords
in any language in a way that is not possible for nouns, verbs etc. Even more
strikingly the number of function words and subwords is quite small;
b. There is evidence of a neurological distinction between function words
and other words. The evidence comes from clinical treatment of the aphasias
over a long period; many aphasiologists have noted that in certain types of
aphasia, content and function words are differentially affected. "In Luria's
'efferent aphasias'.. the selection of content words is unimpaired, but the
combination of words and their serial order may be severely disturbed. Speech
may degenerate to a succession of telegraph- style utterances. Grammatical
words such as conjunctions, prepositions, pronouns and articles disappear.
roots of words are preserved better than grammatical endings, tense or gender.
The nominative may be the only case that survives". (Sommerhoff, 362). One of
the more remarkable observations reported by Marin (Marin et al., 878) was
where patients were asked to read a list of homophone-pairs where one member
of the pair was a content word and the other a function word. "H.T. was able
to read 'four' but not 'for'; V.S. read 'sum' but not 'some'; and J.D. read
'for' and 'some' but not 'four' or 'sum'. "The difficulty in specifying such
features as number, tense and aspect is not found with irregular forms. Both
irregular plural nouns and irregular past tense forms are read several orders
of magnitude better than their regular counterparts" (880). "There is evidence
that patients who have difficulty reading function words also have difficulty
with abstract nouns" (882). Howard in a paper on Agrammatism says(Howard, 1)
"In languages with well-developed inflectional systems, agrammatism is
particularly striking. Nouns tend to appear only in the nominative case, verbs
in the infinitive, auxiliary verbs and other words from closed classes are
omitted". Zurif(1982, 313) after discussing cases patients with Broca's
aphasia who cannot manage syntax with the open/closed word class distinction
comments "It may be hypothesised that the closed class access route normally
plays a special role in the assignment of structural analysis. The notion here
is that this route serves as input to a parser, permitting the on-line
construction of a structural representation". "There was one exception to this
general finding [inability to use function words], however; this involved
prepositions , and then only when they are clearly and non-redundantly
'functional' - containing, for example, important locative information
clustered with the relevant nouns"(1983, 190). The fact that there are many
very different types of aphasia with patients showing different clusters of
deficits in no way weakens the force of the observation that brain damage can
produce specifically grammatical, function word, deficits.
Equally, evidence of the neurological distinctiveness of function words
comes from stimulation experiments, in the clinical treatment of epilepsy.
Following the technique of direct stimulation of the exposed cortex used
originally by Penfield(1959), Ojemann and Mateer have reported, amongst many
striking observations on the relation between speech and motor function,
"There are also sites where electrically induced changes are confined to
closed class words". (Ojemann 1983(b), 207) Ojemann (1983(a), 71) "found the
identification of [cortical sites] with changes in closed but not open class
words that we have related to syntax". "At a few sites, only conjunctions,
prepositions and verb endings were altered during stimulation"...These sites
are interpreted as specific to syntax". It is a remarkable finding that the
brain appears to recognise traditional parts of speech as different classes
(almost as remarkable as animals making categorical distinction of
speech-sounds in a way similar to that used by humans in distinguishing
phonemes).
c. There is also evidence of the distinctiveness of function words and
subwords from a totally different direction, that is, procedures for parsing
natural language by computer. In some well-established computer parsing
systems, function words have a distinct structural role eg. in ATN systems.
(See Arbib et al. 1987, 67). More specifically, it is possible to construct
a computer parsing program relying solely on a context-free listing of
function-words to parse sentences of any length. A system of this kind
requires no lexical or grammatical information other than operationally
determined groupings of function words and subwords (not strictly in terms of
traditional parts of speech classes). (See also Tomita's context-free parsing
algorithm(1986) , parsing from left to right and handling unknown words
without special mechanisms; this and similar computer parsing programs avoid
the defects of many other parsing systems which mingle semantic and syntactic
elements so heavily that it is difficult to see any basic distinction between
grammar and total language interpretation; if a large enough semantic data
base is provided for a parsing program or a restricted enough field defined
(expert systems), then successful computer parsing is not surprising or
illuminating for language function).
Given this very rapid account of the main components of syntax, one can
return in a more specific way to the question of how the motor theory is
related to syntax. The question now takes the form of how each of the main
components of syntax should be considered in the light of the motor theory,
and how then the total functioning of syntax, as a result of cooperation and
interaction between the three components, should be related to the motor
theory.
The motor theory asserts that motor programs and the principles for
combining motor programs underly the structure of language. At the same time
there is a close link between motor control (action organisation) and
perception (the organisation of vision). For each of the three components in
syntax, the relation to the motor theory may take the form of:
a relation directly with the organisation of action (referred to by one
writer as 'the grammar of action')
a relation directly with the organisation of perception (referred to by
Gregory some years ago as 'the grammar of vision'(Gregory,622). Vision of
course is motor-based, the eye sees by the combination of saccades and
fixations plus a constant (structural) tremor which appears to play an
essential role in maintaining vision.
Each of the open categories contains an unlimited number of words. The
explanation of the particular forms which these words take in relation to
their meaning is a matter of the organisation of the lexicon, and not one
specifically of syntax. What is necessary in this paper is to attempt to
explain how these categories as such, that is, Noun, Verb, Adjective and
Adverb, derive from the motor system. On the theory, the existence of Nouns,
Verbs, Adjectives and Adverbs as broad categories must be explicable in terms
of the neuromuscular organisation of vision or the neuromuscular organisation
of bodily action.
In vision the eye scans the visual scene by a succession of rapid
eye-movements interspersed with longer periods when the eye is foveated on the
endpoint of the movement (saccades and fixations) coupled with the rather
slower movements for accommodation and vergence.(Carpenter, Fuchs, Henn &
Hepp, Zingale & Kowler) The experience of the eye, in motor terms, is the
experience of the eye muscles; perception sorts out the visual scene in terms
of persisting or static configurations (visual objects) such as trees, cows,
houses, of the particular relations between the objects, and of changes in the
relative positions of the objects or of parts of the objects themselves. The
most primitive division of what is perceived is into the static and the
changing, which equate reliably with Nouns and Verbs. Adjective emerge as
static sub-patterns of static objects and adverbs as sub-categorisation of
movement patterns. Words referring to static objects are generated initially
by the motor program (composed of saccades and fixations) responsible for
scanning the object; this motor program would be available for conversion into
an articulatory pattern derived from the distinctive features of the visual
motor pattern. This is discussed more fully in the paper presented to the 11th
ICAES in Vancouver on "Structure and Development of the Lexicon in Relation
to the Origin of Language"(Allott 1983). As that paper showed, the categories
of Noun and Verb will also include articulatory patterns (words) derived from
motor programs for bodily action eg. the word 'HIT' from the program involved
in the action of hitting.
Scanning of a visual scene by the eye is a serial process(Aslin,3), just
as spoken language is a serial process. The iconicity of syntax in terms of
word-order derives from this. In vision, there are particular aspects of
salience and emphasis (in terms of fixation duration) similar to those
involved in the expression of salience and emphasis in word-order. There are
also aspects of salience and emphasis (taking the form of relative force) in
the motor programs underlying bodily action and related to the content of an
ordered speech utterance. Bodily action is also serial; we stretch out our arm
before we pick up a glass before we bring the glass towards us and then drink
from it. There is less freedom of ordering in utterances relating to action
then in utterances relating to visual perception. "I am going to get in the
car" "The man got in the car" as against "There was a car outside the house"
"The car was outside the house" "Outside the house there was a car".
The serial ordering of vision and of action provides, in the motor theory,
the primitive foundation for the patterns of ordering in speech utterances;
of course, as language has become more complex, there has been great
elaboration of ordering in language but one can still see a sharp distinction
between ordering in the class of utterances patterned on static perception and
in the class of utterances involving the representation of action.
As regards sub-ordering, that is, for example, the order of words in a
cluster, such as a Noun phrase with a number of adjectives, this also can be
analysed in terms of the organisation of visual perception initially. So in
a phrase such as "A large white Siamese cat" , the ordering of the adjectives
can be related to the ordering of perception, and the ordering of the analysis
of perception. Different languages may have different practices as regards
pre-position or post-position of adjectives, but this does not in any way
nullify the original source of the ordering in the ordering of perception.
The relation of the motor theory to the third major component of syntax,
the closed class of function words, is in some ways the most important, and
at the same time requires the breaking of the most new ground. The function
word component of syntax is where the most considerable differences are
observed between one language and another in terms of how far they depend on
separate function words (as largely in English) and how far they depend on
function sub-words (inflections, morphemes for forming eg. abstract
word-classes etc).
One other fundamental point where there is divergence from fashionable
current schools of syntax theory. Since what we should be concerned with is
how meaning is conveyed by the word- string or utterance and not with whether
'sentences are grammatically well-formed', account has to be taken of the
extent to which meaning can be conveyed without much use of function words eg.
in telegraphese, in Broca's aphasia speech and most of all in current
colloquial speech and writing. A striking example of the possibility of
dispensing with all or most function words and still succeeding in conveying
meaning using only word-order and the major word-categories can be seen every
day in newspaper headlines (examples can readily be provided).
To relate the class of function-words to the motor theory, the first step
is to prepare a list of words considered to be function words. This cannot be
based on any simple treatment of traditional parts of speech, prepositions,
conjunctions etc. as function words. A function word or function subword is
a speech- form which has no definable external reference and which acts in
association with other function words to determine the role of non-function
words in the word string or utterance (in English often to decide whether
open-class words are acting as Nouns, Verbs or Adjectives and whether the
non-function words are operating as Subject, Object, Complement etc). Appended
to this is a list of words and subwords treated as functors as part of a
successful context- free, non-lexical, computer parsing program. The
classification of the function words does not follow any strict traditional
parts-of speech approach; the classes and the words included in them were
determined operationally, that is, as the classes needed in practice to
achieve successful parsing of long stretches of text.
If, as the theory being presented proposes, the syntactic components are
derived from the motor control system (either from the organisation of action
or from the motor control organisation of perception), then the next stage is
to consider how in detail the closed-class of function words and subwords have
analogues in the motor control system or could be derived from aspects of
motor programming required for Gregory's(622) 'Grammar of vision' or what
might correspondingly be termed 'the grammar of action'. To do this will
require a detailed account of what is known about the functioning of visual
perception (reasonably well-known in its earliest stages at the level of
control of movements of the eye, the characteristics of the extraocular
muscles, the functioning of accommodation and so on) and the motor programming
of bodily action (less well understood). To present this material would
require a paper much longer than is possible on this occasion. But some light
can be thrown on what is needed in due course by looking at the
characteristics of function words and function subwords (as listed) to see how
far they might be related to action or vision motor programming.
Features of function words which can be compared with operational aspects
of 'action grammar' or 'vision grammar' are:
Timing Words such as : After before while when since until then now still
already. There must be equivalents to these in the organisation of action and
vision.
Direction and Relative Position Words such as: from at with by between
within towards up out among here. The eye's saccade and fixation programs are
very much concerned with direction of movement from one point of fixation to
another and the relative positions of salient features in the visual scene.
There also the deictic function words which are closely related to bodily
gesture.
Hesitation Choice Change of direction Links Words such as: but whether and
or either nor perhaps, and the interrogative words. In programming of bodily
action there are analogues of the functions performed by these words. A line
of action can be halted temporarily or changed; a new partial action added to
the first action.
Salience, emphasis Words such as: very quite rather somewhat. These might
be correlated with aspects of relative force in the control of action and
focus or duration of fixation in visual perception.
Sequence Words such as : for as that than.
This first very rough classification is meant only as an indication of the
lines along which study of the relation between motor programming and the
class of function words might proceed. What it might lead to is a clearer idea
of how the segments of motor programs might be fitted together, using our
knowledge of syntax (in the sense proposed in this paper) to throw light on
motor control just as much as using motor control and vision research to help
us to tackle syntax in a new and biologically more relevant way.
It has been argued that by language there can be a transfer of neural
patterning from one brain to another. It is also proposed that the syntax of
language (as well as phonology and lexical organisation) has been derived from
and modelled on pre- existing neural organisation for action and perception.
Clinical evidence from the treatment of aphasia and experimental evidence of
the effects of direct electrical stimulation of the cortex suggest that, in
neural terms, syntax and lexicon are separable components in language
production and comprehension. In practical terms, there can be fairly
effective communication by speech or in writing without much syntactic
structure. How in the light of this ought one to envisage the role of syntax
in the total process by which the individual translates his experience into
words and uses them to transmit the content of his experience to another
individual? Rather speculatively, one might formulate an account on the
following lines.
The starting point for any particular use of language, an utterance or a
written sentence, the situation from which the word-string derives, is a
perception or an action of the individual. At its simplest the content of the
perception, what is perceived, is the relationship of elements in the visual
scene. The simplest perception consists of a number of elements in the
perceived scene together with their relation to one another e.g. a cow is
standing near a tree. These meaningful elements constitute the minimum
semantic elements which will be taken into the utterance (or sentence) which
describes the scene. The relation existing between the elements in the scene
is transferred to constitute the relation between the elements in the word
string which describe the visual scene. In terms of neural patterning, the
precursor of the utterance is a compact form of the semantic elements derived
from the perceived scene; this compact non-syntactic form (with some analogy
to telegraphese or newspaper headlines) has to be converted from a
simultaneous patterning into the serial form required for the normal use of
language. Words normally cannot be uttered all together, in one burst. The
compact semantic form has to be unrolled into a serial syntactic form. This
is done by the addition of function words, inflections, punctuation (pauses)
and grouping of the meaningful (semantic) elements.. In this expanded
syntactic form, the content of the perception can be transmitted by speech or
writing.
The hearer of the utterance, or the reader of the written sentence, has to
perform a process which is the reverse of that performed by the originator of
the word-string. The expanded syntactic form has to be stripped of
function-words, inflections etc. However, as they disappear, these syntactic
elements guide the manner in which the content words, the semantic elements,
are to be related in neural patterning. The hearer re-creates for himself the
compact semantic (neural) form from which the speaker's utterance originally
started.The compact form is then interpreted by the receiver who, if the
transmission is successful, will have a structured neural patterning
corresponding to, isomorphic with, the neural patterning from which the
word-string was constructed in the first place. The transmitted patterning is
interpreted by the receiver in much the same way as would be a perception
originating within the receiver himself. This view of the functioning of
language seems to be related to the concept of 'inner speech' developed by
Vygotsky and discussed by Luria (1977, 102). It makes it possible to
understand how 'newspaper speak', telegraphese, the speech of Broca's
aphasics, can dispense to a great extent with syntax by relying simply on the
conjunction of the semantically weighty content words.
2. COMPONENTS OF SYNTAX
3. MOTOR BASIS OF SYNTAX COMPONENTS
3.1 The open categories (Noun Verb Adjective Adverb)
3.2 Ordering (and sub-ordering
3.3 Function words
4. CONCLUSION